FYI: Current Issues in the Division of Investment Management
Posted onFYI: In a recent speech, Dalia Blass, the Director of the SEC’s Division of Investment Management, spoke about a number of items of import to funds, including: • The Analytics Office in the Division has developed an internal tool called MAGIC (Monitoring and Analytics GUI for Investment Companies), which allows the Staff to pull together a number of data sets from registrants and other sources — such as performance, flow, holdings and other information – and look at it holistically to analyze questions such as how does a fund’s portfolio compare to its strategy and whether its holdings are aligned […]